To complete the application process through Securitize Markets, there are documents that will be required to complete KYC as an Entity or Individual Investor and Accreditation:

• KYC Documents for an Individual Investor
• KYC Documents for an Entity
• Accreditation Documentation Requirements

Documentation Requirements for an Individual Investor

Proof Of Identity

• Drivers License,
• Passport, or
• State Identification Card.

Proof of address

• Mortgage statement or tax return (Dependent on the results of your KYC check)

Documentation Requirements for an Entity

• LLC
  • Certificate of formation
  • Articles of Organization
  • Operating Agreement
  • Members list and authorized signers list
  • Org Chart
• Fund
  • Certificate of formation
  • Private Placement Memorandum
  • Operating Agreement
  • List of Mangers
  • Evidence of EIN
  • Org Chart
• Corporation
  • Bylaws
  • Certificate of formation
  • Articles of corporation
  • Shareholders list and authorized signers list
  • Org Chart

Documentation Requirements for Accreditation

Accreditation Verification, you will need to provide proof of financial credentials in the form of Income verification method, such as taxpayer forms (W-2 or tax return for the past two years)

• Net worth accreditation method:
  • Recent statement from a financial institution
  • Results from a recent credit check > Obtain Credit Report
• Professional License method:
  • Choose which FINRA certification you have and provide your CRD number

As an alternative to the above documents, you may provide a Third-Party Accredited Investor Verification letter from a licensed attorney or CPA. This must include language stating that the reviewer has taken reasonable steps to verify the investor's status.